Broker Check

About LPL Financial

LPL Financial is the largest independent broker/dealer in the nation*. LPL Financial provides back-office support to our advisors by helping us ensure that our technology runs smoothly, client transactions are processed efficiently, and that everything we do is fully compliant.

To provide additional financial confidence in your investments, Superior Wealth Management Group uses LPL Financial to house all our clients’ securities, handle compliance issues, perform due diligence on financial products, and construct and send out client statements. As such, our clients have the comfort of knowing that their investments are not in the hands of just one person, but rather that they have an adviser with a fiduciary responsibility to act in their best interest and a separate entity protecting the integrity of their portfolios. LPL Financial also custodies our clients' assets and provides them the safeguards to protect those assets. 

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* As reported in Financial Planning magazine, June 1996-2017, based on total revenues.